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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-09
  • TX RA
    APPROVED
    Since 2025-12-09

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Plano TX 03/2016 09/2021
Stifel Nicolaus & Co Inc Dallas TX 09/2021 12/2025
Rockefeller Financial Llc Dallas TX 12/2025 Present
  • 03/2016 → 09/2021
    Bank Of America, N.A.
    Plano, TX
  • 09/2021 → 12/2025
    Stifel Nicolaus & Co Inc
    Dallas, TX
  • 12/2025 → Present
    Dallas, TX
Previous Registrations
Other Businesses

1. Fred and Charlotte Parrill Foundation; 941 Scenic Ranch Circle, Fairview, TX 75069; Charitable Organization; Director; Oversight of the Foundation; 01/01/2007; 1 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related. 2. Cognac Group, LLC; 5604 Cognac St, Plano, TX 75024; Own multiple rental properties; Member; Management and oversight of the LLC; 9/15/2017; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 3. Rali, Ltd; 5604 Cognac St, Plano, TX 75024; Estate planning vehicle/ asset protection; Partner; Management and oversight of the partnership; 1/31/2007; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 4. KPSP Ventures, LLC; 5604 Cognac St, Plano, TX 75024; Entity for family estate planning; Managing member; Management and oversight of the LLC; 8/7/2017; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 5. Black Dog Capital, LLC; 5604 Cognac St, Plano, TX 75024; Family estate planning vehicle/ asset protection; Member; Management and oversight of the LLC; 8/1/2017; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 6. McEwen Group, LLC; 5604 Cognac St, Plano, TX 75024; Owning commercial real estate property; Managing Member; management and oversight of the LLC; 12/1/2020; 1 Hour Per Month; Not During Securities Trading Hours; Investment Related. 7. Beniparr Ltd; Non-investment related; Dallas, TX 75230; Owner; 03/06/2007; 1 hour per quarter and 0 hours during trading hours; Enity is dormant but to be used for investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-03
  • S66 Uniform Combined State Law Examination
    2007-07-03
Designations
Other Names
  • Scott Parrill

View on SEC IAPD

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