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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-09 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Plano | TX | 03/2016 | 09/2021 |
| Stifel Nicolaus & Co Inc | Dallas | TX | 09/2021 | 12/2025 |
| Rockefeller Financial Llc | Dallas | TX | 12/2025 | Present |
1. Fred and Charlotte Parrill Foundation; 941 Scenic Ranch Circle, Fairview, TX 75069; Charitable Organization; Director; Oversight of the Foundation; 01/01/2007; 1 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related. 2. Cognac Group, LLC; 5604 Cognac St, Plano, TX 75024; Own multiple rental properties; Member; Management and oversight of the LLC; 9/15/2017; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 3. Rali, Ltd; 5604 Cognac St, Plano, TX 75024; Estate planning vehicle/ asset protection; Partner; Management and oversight of the partnership; 1/31/2007; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 4. KPSP Ventures, LLC; 5604 Cognac St, Plano, TX 75024; Entity for family estate planning; Managing member; Management and oversight of the LLC; 8/7/2017; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 5. Black Dog Capital, LLC; 5604 Cognac St, Plano, TX 75024; Family estate planning vehicle/ asset protection; Member; Management and oversight of the LLC; 8/1/2017; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 6. McEwen Group, LLC; 5604 Cognac St, Plano, TX 75024; Owning commercial real estate property; Managing Member; management and oversight of the LLC; 12/1/2020; 1 Hour Per Month; Not During Securities Trading Hours; Investment Related. 7. Beniparr Ltd; Non-investment related; Dallas, TX 75230; Owner; 03/06/2007; 1 hour per quarter and 0 hours during trading hours; Enity is dormant but to be used for investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-03 |
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