Xu Wang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2012-12-11 → 2013-01-18
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  Corte Madera, CA
• 2008-03-31 → 2012-11-16
  Edward Jones
  St Louis, MO
  San Francisco, CA
  San Francisco, CA
• 2007-05-14 → 2008-01-23
  Banc Of America Investment Services, Inc.
  Bellevue, WA

Other Businesses

1. 02/14/2022 - Wang Wealth Advisors - DBA: Wang Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/10/2022 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-12

Designations

• Certified Financial Planner

Other Names

• Xu "Hana" Wang