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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-06 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 02/2007 | 06/2018 |
| Unemployed | Ewing | NJ | 06/2018 | 01/2019 |
| Dow Jones | Ewing | NJ | 01/2019 | 04/2019 |
| Bb&T Securities, Llc. | Charlotte | NC | 04/2019 | 02/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | 04/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 03/2021 | 04/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 05/2021 | 05/2022 |
| Ally Invest Advisors | Charlotte | NC | 05/2022 | Present |
| Ally Invest Advisors | Charlotte | NC | 10/2021 | 05/2022 |
| Ally Invest Securities Llc | Charlotte | NC | 05/2022 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist - Operations. Dually licensed. 05/10/2021 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-29 |
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