Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Baton Rouge LA 02/2013 08/2022
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc New Orleans LA 08/2022 Present
Hancock Whitney Bank Baton Rouge LA 02/2013 Present
  • 02/2013 → 08/2022
    Hancock Investment Services, Inc.
    Baton Rouge, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → Present
    New Orleans, LA
  • 02/2013 → Present
    Hancock Whitney Bank
    Baton Rouge, LA
Previous Registrations
  • 2013-02-07 → 2022-08-10
    New Orleans, LA
  • 2011-01-24 → 2012-07-03
    Chase Investment Services Corp.
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
Other Businesses

FRONTIER ENTERTAINMENT LLC, 1463 PAUGER ST., NEW ORLEANS, 337-230-2578, LITERARY ARTS - I WROTE A BOOK AND WANT IT PUBLISHED, NO CLIENT INVOLVEMENT, PRESIDENT, OWNER - 100%, DUTIES - MARKETING BOOK, NONE - AFTER NORMAL BUSINESS HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-09
  • S66 Uniform Combined State Law Examination
    2011-06-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor