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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-15
NJ RA APPROVED 2007-04-02
  • TX RA
    APPROVED_RES
    Since 2021-11-15
  • NJ RA
    APPROVED
    Since 2007-04-02

Branch Locations

475 Wall St, Princeton, NJ 08540 • United States

Skillman, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Princeton NJ 02/2007 Present
Thrivent Financial For Lutherans Appleton WI 02/2007 Present
Other Businesses

MONTGOMERY TOWNSHIP FIRE DISTRICT #2 POSITION: Commisioner NATURE: The Board of Fire Commissioners is the independent taxing authority in the township's fore district. They oversee all tax levies and approve all expenses in the fire district with an objective of minimizing taxes while maintaining safe fire operations INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: PO Box 264, Blawenburg NJ 08504, United States DESCRIPTION: I am being asked to join the Board of Fire Commissioners for District #2 in Montgomery. The board of commissioners is an elected position and has taxing authority in the district. All expenditures must be approved by the commissioners. Meetings are one evening a month. I am initially being appointed and will potentially stand for election in 2024. All commissioners have check signing authority. I will refrain from giving any investment advice and abstain from any votes on investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2007-03-30

View on SEC IAPD

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