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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-09-17
OH RA APPROVED 2024-09-16
  • SC RA
    APPROVED
    Since 2024-09-17
  • OH RA
    APPROVED
    Since 2024-09-16

Branch Locations

135 Confederate Street, Suite 107, Fort Mill, SC 29715 • United States

125 W Boyer St., Wadsworth, OH 44281 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Investments Llc Charlotte NC 07/2005 09/2024
Quasar Distributors, Llc Milwaukee WI 12/2015 09/2024
Cambridge Investment Research, Inc. Fairfield IA 09/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2024 Present
Previous Registrations
Other Businesses

1) ELITE 9 SOFTBALL, FORT MILL SC, 09/2024, SECRETARY, YOUTH ATHLETICS, NIR, 5 HR/MO 1 HR/MO TRADING 2) ODD KIDNEYS, FORT MILL SC, 09/2024, PRESIDENT, NON-PROFIT, NIR, 20 HR/MO 1 HR/MO TRADING 3) LMSTOEHR DESIGNS, FORT MILL SC, 09/2024, VICE PRESIDENT, RETAIL, NIIR, 25 HR/MO 3 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/16/2024 5) DBA, ELSASS FINANCIAL GROUP, INC., 125 W Boyer St, Wadsworth OH 44281, United States, 09/18/2024, IAR, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING 6) YORK COUNTY REGIONAL CHAMBER OF COMMERCE, 116 E Main Street, Rock Hill, SC 29730, 01/2026, Board Member, Volunteer Board Service, NIR, 2 HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-04-05
S65 Uniform Investment Adviser Law Examination 2006-10-17
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
  • S65 Uniform Investment Adviser Law Examination
    2006-10-17
Other Names
  • Brad Stoehr

View on SEC IAPD

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