Jan A Galvez

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 04/2018
  Capital One Investments Llc
  New York, NY
• 04/2018 → 03/2025
  Oppenheimer & Co. Inc
  New York, NY
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Narra Wealth Management
  Woodside, NY
• 12/2024 → Present
  Virtual New York Artcc
  Kinnelon, NJ
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-04-12 → 2025-04-15
  Oppenheimer & Co. Inc.
  New York, NY
  Woodside, NY
• 2015-05-08 → 2018-04-06
  Capital One Advisors, Llc
  New York, NY
  Mclean, VA
• 2012-10-01 → 2015-03-11
  J.P. Morgan Securities Llc
  Glen Oaks, NY
• 2008-07-29 → 2012-10-01
  Chase Investment Services Corp.
  Queens Village, NY
  Glen Oaks, NY
  Glendale, NY
  Little Neck, NY
  Little Neck, NY
  Little Neck, NY

Other Businesses

1. Name of other business: Narra Wealth Management Investment related: Yes Address: Same as registered location Nature of business: DBA for Financial Services Start Date: 03/2025 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Financial Professional Brief description of duties: Provide financial services 2. Name of other business: Virtual New York ARTCC Investment related: No Address: 18 Pheasant Run ,Kinnelon NJ 07045 Nature of business: Education in aviation and air traffic control Start Date: 12/2024 Apx number of hours per week:1 Apx number of hours during trading hours:0 Position/title/relationship: Chief Operations Officer Brief description of duties: Inform the board of daily operations and resources needed to fulfill the stated goals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-24
• S63 Uniform Securities Agent State Law Examination
  2007-03-21

Other Names

• Jan A Galvez
• Jan Andrew Galvez