David F Elias

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-12
NY	RA	APPROVED	2021-07-18

TX RA
APPROVED

Since 2021-08-12
NY RA
APPROVED

Since 2021-07-18

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	09/2013	01/2019
Ubs Financial Services	New York	NY	01/2019	06/2021
Morgan Stanley	Purchase	NY	07/2021	Present

09/2013 → 01/2019

Morgan Stanley

New York, NY
01/2019 → 06/2021

Ubs Financial Services

New York, NY
07/2021 → Present

Morgan Stanley

Purchase, NY

Previous Registrations

2019-01-25 → 2021-06-30

Ubs Financial Services Inc.

New York, NY

New York, NY
2016-04-07 → 2019-01-11

Morgan Stanley

New York, NY

New York, NY

Purchase, NY

New York, NY

Other Businesses

*446696 - Condo Rental; Investment related Yes; Tarrytown, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); April 2016; During business hours: 0; After business hours: 1; Rental

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-05

S66 Uniform Combined State Law Examination

2016-04-05

Other Names

David Fernando Elias
David F B Elias
David Elias

View on SEC IAPD