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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-11
TX RA APPROVED 2021-10-08
OH RA APPROVED 2004-04-30
  • FL RA
    APPROVED
    Since 2025-06-11
  • TX RA
    APPROVED
    Since 2021-10-08
  • OH RA
    APPROVED
    Since 2004-04-30

Branch Locations

Sarasota, FL • United States

Hudson, OH • United States

3601 Green Rd Ste 100, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Beachwood OH 04/2004 Present
Tyler-Stone Wealth Management, Llc Beachwood OH 01/2015 Present
  • 04/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Beachwood, OH
  • 01/2015 → Present
    Tyler-Stone Wealth Management, Llc
    Beachwood, OH
Previous Registrations
  • 2015-01-22 → 2025-12-15
    Tyler-Stone Wealth Management, Llc
    Beachwood, OH
  • 2003-09-26 → 2004-06-07
    Ws Griffith Securities, Inc.
    Beachwood , OH
  • 2002-11-12 → 2003-09-23
    Simply Money Advisors
    Beachwood, OH
Other Businesses

(1) 03/02/2012 - C J GAROFALO INC. - S-CORP OWNER - 100% SHAREHOLDER OF CJ GAROFALO INC. - NO TIME SPENT (2) 10/25/2013 - DBA ONLY - THE TYLER-STONE GROUP - SHAKER HEIGHTS, OH (3) 10/28/2014 - NON-VARIABLE INSURANCE - TIME SPENT 1 HOUR PER MONTH - SHAKER HEIGHTS, OH (4) 1/29/2015 - Tyler-Stone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/01/2015 - 55 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Tyler-Stone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 55 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 7/30/2021 - Fiduciary Plan Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 60 Hours Per Month During Securities Trading. (6) 05/24/2022 - GDK & Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date - 12/14/2021 - 5 Hours Per Month/ 1 Hours During Securities Trading. (7) 10/14/2022 - CGSG Properties - Investment Related - Home Based - Real Estate Rental - Start Date - 08/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading (8) 09/03/2024 - Dimenna / Garofalo, LTD. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 3601 Green Road #100, Beachwood, OH 44122 - Start Date 08/15/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-31
  • S66 Uniform Combined State Law Examination
    2000-07-31
Other Names
  • Christian John Garofalo

View on SEC IAPD

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