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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-11 |
| TX | RA | APPROVED | 2021-10-08 |
| OH | RA | APPROVED | 2004-04-30 |
Branch Locations
Hudson, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Beachwood | OH | 04/2004 | Present |
| Tyler-Stone Wealth Management, Llc | Beachwood | OH | 01/2015 | Present |
(1) 03/02/2012 - C J GAROFALO INC. - S-CORP OWNER - 100% SHAREHOLDER OF CJ GAROFALO INC. - NO TIME SPENT (2) 10/25/2013 - DBA ONLY - THE TYLER-STONE GROUP - SHAKER HEIGHTS, OH (3) 10/28/2014 - NON-VARIABLE INSURANCE - TIME SPENT 1 HOUR PER MONTH - SHAKER HEIGHTS, OH (4) 1/29/2015 - Tyler-Stone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/01/2015 - 55 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Tyler-Stone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 55 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 7/30/2021 - Fiduciary Plan Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 60 Hours Per Month During Securities Trading. (6) 05/24/2022 - GDK & Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date - 12/14/2021 - 5 Hours Per Month/ 1 Hours During Securities Trading. (7) 10/14/2022 - CGSG Properties - Investment Related - Home Based - Real Estate Rental - Start Date - 08/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading (8) 09/03/2024 - Dimenna / Garofalo, LTD. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 3601 Green Road #100, Beachwood, OH 44122 - Start Date 08/15/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-31 |
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