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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-09-22 |
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
816 S. Pokegama Ave Suite B [Satellite], Grand Rapids, MN 55744 • United States
2800 S First St Ste 207, Willmar, MN 56201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Grand Rapids | MN | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Grand Rapids | MN | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Grand Rapids | MN | 09/2023 | Present |
ST. JOSEPH'S CATHOLIC CHURCH ENDOWMENT FUND, INV RELATED, GRAND RAPIDS, MN, ADVISORY BOARD MEMBER, START 6/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING SUBSIDIES, FINANCIAL DATE FOR DONATIONS, EXPENSES, MONITORING FOR ADHERENCE TO IPS, AND BUDGET.| REIF ARTS CENTER, INV RELATED, GRAND RAPIDS, MN, TREASURER, START 7/1/2022, 3 HOURS PER MONTH, 2 HOURS DURING TRADING, REVIEWING P/L AND BALANCE SHEET, DELIVERING REPORT TO BOARD, DEVELOPMENT OF ANNUAL BUDGET.| TOBECK WEALTH MANAGEMENT, INVT RELATED, COHASSET, MN, 100% OWNERSHIP, START DATE 8/15/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.| LIGHTNING BOOSTER CLUB; NOT INV RELATED; GRAND RAPIDS, MN; TREASURER; START DATE 02/18/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING. SUPPORT HIGH SCHOOL GIRLS HOCKEY TEAM ST JOSEPH'S SCHOOL ENDOWMENT; INV RELATED;GRAND RAPIDS,MN; INSTITUTIONAL INVESTMENT MANAGEMENT; MEMBER OF THE ADVISORY COMMITTEE; START DATE: 12/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-05 |
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