William Chester Smigiel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Liberty Bank For Savings
  Chicago, IL
• 02/2007 → 02/2018
  Invest Financial Corp.
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2008-05-28 → 2018-02-20
  Invest Financial Corporation
  Chicago, IL
  Park Ridge, IL
  Chicago, IL
  Chicago, IL
  Lincolnwood, IL
  Appleton, WI

Other Businesses

1. 09/20/2022 - Liberty Bank for Savings - Investment Related - At Reported Business Location(s) - Financial Institution Duty - SVP - Administration//Subsidiary Manager of Liberty Bank - Start Date - 07/10/2007 - 40 Hours Per Month/15 Hours During Securities Trading 2. 02/21/2024 - LBFS Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/15/2024 - 145 Hours Per Month/ 130 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-05-23

Other Names

• William C Smigiel