Ricardo Jose Ruiz

Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 08/2022
  Franklin Distributors Llc
  Colleysville, TX
• 10/2014 → 08/2022
  Clearbridge Investments
  New York, NY
• 10/2014 → 07/2021
  Legg Mason & Co
  Stamford, CT
• 08/2022 → Present
  Blackrock
  Princeton, NJ
• 09/2022 → Present
  Blackrock Investments, Llc
  Princeton, NJ

Previous Registrations

• 2014-10-23 → 2022-08-16
  Clearbridge Investments, Llc
  New York, NY
• 2011-05-19 → 2014-08-06
  Lord, Abbett & Co. Llc
  Jersey City, NJ
• 2007-04-27 → 2009-02-09
  Edward Jones
  Gahanna, OH
  St Louis, MO
  Gahanna, OH
  Westerville, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-18
• S66 Uniform Combined State Law Examination
  2007-04-12

Other Names

• Ricky Ruiz