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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 07/2011 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Frank D Moore Financial, Inc | Miffinburg | PA | 01/2011 | Present |
1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, 5 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2007; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 09/2011, 10HRS/WK (5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3.NAME OF OTHER BUSINESS: DBA PARTNERS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2011 4. NAME OF OTHER BUSINESS: ZULA C MOORE FAMILY HOLDINGS LLC INVESTMENT RELATED: NO ADDRESS: 374 RUSSELL RIDGE DR. LAWERENCEVILLE GA 30043 NATURE OF BUSINESS: OIL LEASES BUSINESS START DATE: 5/2009 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF TRADING HOURS PER WEEK: 0 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES 5. NAME OF OTHER BUSINESS: FRANK D MOORE FINANCIAL, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF B/USINESS: CORPORATION, START DATE 01/2011, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-12 |
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