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Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-08-23
  • PA RA
    APPROVED
    Since 2011-08-23

Branch Locations

4177 Wildwood Rd, Mifflinburg, PA 17844 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 07/2011 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Frank D Moore Financial, Inc Miffinburg PA 01/2011 Present
  • 07/2011 → Present
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2011 → Present
    Frank D Moore Financial, Inc
    Miffinburg, PA
Previous Registrations
  • 2007-04-26 → 2011-07-14
    St Louis, MO
    Mifflinburg, PA
Other Businesses

1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, 5 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2007; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 09/2011, 10HRS/WK (5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3.NAME OF OTHER BUSINESS: DBA PARTNERS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2011 4. NAME OF OTHER BUSINESS: ZULA C MOORE FAMILY HOLDINGS LLC INVESTMENT RELATED: NO ADDRESS: 374 RUSSELL RIDGE DR. LAWERENCEVILLE GA 30043 NATURE OF BUSINESS: OIL LEASES BUSINESS START DATE: 5/2009 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF TRADING HOURS PER WEEK: 0 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES 5. NAME OF OTHER BUSINESS: FRANK D MOORE FINANCIAL, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF B/USINESS: CORPORATION, START DATE 01/2011, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-12
  • S66 Uniform Combined State Law Examination
    2007-04-12
Other Names
  • Frank Darden Moore
  • Frank Darden Moore

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