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Nasser Y Zayed

LPl Financial LLC

Hinsdale, IL

Hinsdale, IL

Clarendon Hills, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

114 W First St, Hinsdale, IL 60521 • United States

50 South Lincoln, Hinsdale, IL 60521 • United States

Clarendon Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services Inc Hinsdale IL 12/2005 Present
Lpl Financial Llc Hinsdale IL 03/2021 Present
  • 12/2005 → Present
    Harris Investor Services Inc
    Hinsdale, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Hinsdale, IL
Previous Registrations
  • 2005-12-15 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Hinsdale, IL
    Chicago, IL
  • 2004-09-24 → 2005-12-31
    Harrisdirect Llc
    Hinsdale, IL
  • 2003-11-12 → 2004-09-22
    Morgan Stanley Dw Inc.
    Oak Brook, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - HINSDALE, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-08
  • S66 Uniform Combined State Law Examination
    2002-02-08
Other Names
  • John J Zaye
  • John J Zayed

View on SEC IAPD

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LEELA R RAO
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Patrick Terrazzano
GAIL VIRGINIA CROWLEY

Other Offices

RPC PRIVATE WEALTH, LLC · HINSDALE, IL
LPL FINANCIAL LLC · HINSDALE, IL
EDWARD JONES · HINSDALE, IL
GOODWIN ASSET MANAGEMENT INC. · HINSDALE, IL
EDWARD JONES · HINSDALE, IL
LPL FINANCIAL LLC · HINSDALE, IL
STEEPLECHASE INVESTMENTS · HINSDALE, IL
J.P. MORGAN SECURITIES LLC · HINSDALE, IL

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