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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-21 |
| WI | RA | APPROVED | 2024-06-21 |
Branch Locations
494124-2555 S. 108Th Street, West Allis, WI 53227 • United States
7501 W. North Avenue, Wauwatosa, WI 53213 • United States
7635 W Bluemound Rd, Milwaukee, WI 53213 • United States
Pewaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Investment Distributors | Chicago | IL | 12/2014 | 12/2019 |
| Foreside Financial Services, Llc | Chicago | IL | 01/2020 | 07/2021 |
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 07/2021 | 11/2021 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 11/2021 | 09/2023 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 09/2023 | 04/2024 |
| Bmo Bank | Milwaukee | WI | 04/2024 | Present |
| Lpl Financial Llc | Milwaukee | WI | 04/2024 | Present |
1- 03/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-22 |
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