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Lauren Madia

Ubs Financial Services Inc.

Jericho, NY

West Babylon,, NY

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-21
NY RA APPROVED 2022-04-21
TX RA APPROVED 2022-04-21
  • NJ RA
    APPROVED
    Since 2022-04-21
  • NY RA
    APPROVED
    Since 2022-04-21
  • TX RA
    APPROVED
    Since 2022-04-21

Branch Locations

One Jericho Plaza Suite 205, Jericho, NY 11753-1635 • United States

West Babylon,, NY • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 08/2015 08/2017
Morgan Stanley Jericho NY 08/2017 04/2022
Ubs Financial Services Inc New York NY 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-24
  • S66 Uniform Combined State Law Examination
    2017-10-24
Other Names
  • Lauren Brooke Goldman
  • Lauren Brooke Madia
  • Lauren Madia

View on SEC IAPD

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Other Offices

FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY
LPL FINANCIAL LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · JERICHO, NY
RBC CAPITAL MARKETS, LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY
ERNST & YOUNG INVESTMENT ADVISERS LLP · Jericho, NY
ERNST & YOUNG INVESTMENT ADVISERS LLP · JERICHO, NY
SASSICAIA CAPITAL ADVISERS LLC · JERICHO, NY

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