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Greensboro, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 12/2015 | 05/2018 |
| Precision Lender | Charlotte | NC | 05/2018 | 07/2021 |
| Lpl Financial Llc | Fort Mill | SC | 07/2021 | 11/2021 |
| Trust Company Of The South | Greensboro | NC | 11/2021 | 03/2023 |
| Unemployed | Greensboro | NC | 03/2023 | 08/2023 |
| Guardian Life Insurance Company | Greensboro | NC | 09/2023 | 11/2023 |
| Park Avenue Securities Llc | Greensboro | NC | 09/2023 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2023 | 03/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2023 | 03/2024 |
| Legs Financial, Llc | Greensboro | NC | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-14 |
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