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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-23
CO RA APPROVED 2024-05-22
  • TX RA
    APPROVED_RES
    Since 2024-05-23
  • CO RA
    APPROVED
    Since 2024-05-22

Branch Locations

3500 John F Kennedy Parkway Suite 300, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Presidential Brokerage, Inc. Greenwood Village CO 06/2014 10/2019
Lpl Financial, Llc Loveland CO 10/2019 05/2024
Wells Fargo Advisors Financial Network, Llc Loveland CO 05/2024 Present
Previous Registrations
  • 2019-10-04 → 2024-05-23
    Highlands Ranch, CO
    Loveland, CO
    Loveland, CO
  • 2014-07-15 → 2019-10-21
    Forta Financial Group, Inc.
    Austin, TX
  • 2009-03-17 → 2010-06-22
    Lakewood, CO
  • 2008-05-09 → 2009-03-18
    Woodbury Financial Services, Inc.
    Greenwood Village, CO
  • 2007-09-17 → 2008-04-14
    National Planning Corporation
    Denver, CO
Other Businesses

1) RL FARMER WEALTH STRATEGIES LLC, INV RELATED, LOVELAND, CO, 100% OWNERSHIP, START 6/3/24, 40 HRS PER WEEK, 40 HRS DURING TRADING, FINET; 2) 10/2018 - General/Other - Southern New Hampshire University - Financial Professor - 2500 N River Rd, Hooksett, NH 03106 3) 06/2018 - Other/General - Book - Managing Your Own Retirement - Investment Related - Windsor, CO 4) 10/11/2021 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-14
S63 Uniform Securities Agent State Law Examination 2007-04-12
  • S65 Uniform Investment Adviser Law Examination
    2014-07-14
  • S63 Uniform Securities Agent State Law Examination
    2007-04-12
Other Names
  • Robert Farmer
  • Bob Farmer
  • Robert Lane Farmer

View on SEC IAPD

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