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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-23 |
| CO | RA | APPROVED | 2024-05-22 |
Branch Locations
3500 John F Kennedy Parkway Suite 300, Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Presidential Brokerage, Inc. | Greenwood Village | CO | 06/2014 | 10/2019 |
| Lpl Financial, Llc | Loveland | CO | 10/2019 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Loveland | CO | 05/2024 | Present |
1) RL FARMER WEALTH STRATEGIES LLC, INV RELATED, LOVELAND, CO, 100% OWNERSHIP, START 6/3/24, 40 HRS PER WEEK, 40 HRS DURING TRADING, FINET; 2) 10/2018 - General/Other - Southern New Hampshire University - Financial Professor - 2500 N River Rd, Hooksett, NH 03106 3) 06/2018 - Other/General - Book - Managing Your Own Retirement - Investment Related - Windsor, CO 4) 10/11/2021 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-12 |
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