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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

San Jose, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. San Jose CA 01/2007 02/2026
U.S. Bancorp Advisors, Llc San Jose CA 02/2026 Present
Previous Registrations
  • 2007-03-27 → 2026-02-13
    Santa Monica, CA
    Los Alamitos, CA
    Saint Louis, MO
    Florissant, MO
    Saint Louis, MO
    Spanish Lake, MO
    Saint Louis, MO
    Florissant, MO
    Torrance, CA
    Torrance, CA
    Glendale, CA
    San Jose, CA
    Saint Paul, MN
    Campbell, CA
    Spokane, WA
    San Jose, CA
Other Businesses

Rental Property; investment-related; Lincoln, IL; Rental Property; Owner; 1/2018; 5 hours/month; 0 hours/trading; collect rent, pay mortgage, address maintenance of the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-26
  • S66 Uniform Combined State Law Examination
    2007-03-26
Other Names
  • Chris Schleder

View on SEC IAPD

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