Jesse Downing

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2014-04-26
NJ	RA	APPROVED	2012-06-29

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2014-04-26
NJ RA
APPROVED

Since 2012-06-29

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Cutchogue, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2012	Present
Bank Of America, N.A.	New York	NY	07/2012	Present

06/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2012 → Present

Bank Of America, N.A.

New York, NY

Previous Registrations

2008-08-05 → 2012-07-02

Wells Fargo Clearing Services, Llc

New York, NY

New York, NY

Other Businesses

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