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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-22 |
| TX | RA | APPROVED_RES | 2024-10-21 |
Branch Locations
12750 Hawthorne Blvd, Hawthorne, CA 90250-3905 • United States
4055 Hardwick St, Lakewood, CA 90712-2350 • United States
Los Angeles, CA • United States
1727 W Artesia Blvd, Gardena, CA 90248-3220 • United States
2365 E Century Blvd Suite B, Los Angeles, CA 90002-2919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | Manhattan Beach | CA | 07/2016 | 03/2017 |
| J.P. Morgan Securities Llc | Manhattan Beach | CA | 05/2017 | 10/2020 |
| Unionbanc Investment Services | Glendale | CA | 05/2021 | 09/2023 |
| Unemployed | Los Angeles | CA | 10/2020 | 05/2021 |
| U.S. Bancorp Investments, Inc. | Bellflower | CA | 10/2023 | 04/2024 |
| Kinetca Federal Credit Union | Gardena | CA | 04/2024 | 10/2024 |
| Lpl Financial | Gardena | CA | 04/2024 | 10/2024 |
| Ameriprise Financial Services, Llc | Gardenia | CA | 10/2024 | Present |
Outside Employment; Kinecta Wealth Management (KFIS); Financial Advisor; Kinecta Wealth Management (KFIS); 17247 W Artesia Blvd, , Gardena, CA, 90248; Investment-Related; 05/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-13 |
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