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Michael Alan Caudill

LPl Enterprise, LLC

Mansfield, OH

Columbus, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

603 Richland Mall A1, Mansfield, OH 44906 • United States

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Mansfield OH 09/2006 06/2020
W&S Brokerage Services Cincinnati OH 02/2007 06/2020
The Prudential Insurance Company Of America Mayfield Heights OH 06/2020 08/2020
Pruco Securities, Llc. Mansfield OH 06/2020 11/2024
The Prudential Insurance Company Of America Mayfield Heights OH 06/2020 08/2020
Lpl Enterprise, Llc Mansfield OH 11/2024 Present
  • 09/2006 → 06/2020
    Western Southern Life
    Mansfield, OH
  • 02/2007 → 06/2020
    W&S Brokerage Services
    Cincinnati, OH
  • 06/2020 → 08/2020
    The Prudential Insurance Company Of America
    Mayfield Heights, OH
  • 06/2020 → 11/2024
    Pruco Securities, Llc.
    Mansfield, OH
  • 06/2020 → 08/2020
    The Prudential Insurance Company Of America
    Mayfield Heights, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Mansfield, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-15
  • S63 Uniform Securities Agent State Law Examination
    2020-07-15
Other Names
  • Mike Caudill

View on SEC IAPD

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Joseph I Mains
Clay P Reynolds

Other Offices

WHITAKER-MYERS WEALTH MANAGERS, LTD. · MANSFIELD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Mansfield, OH
HD PINNACLE ADVISORS, LTD. · MANSFIELD, OH
JANNEY MONTGOMERY SCOTT LLC · Mansfield, OH
COMMONWEALTH FINANCIAL NETWORK · Mansfield, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Mansfield, OH
PRINCIPAL SECURITIES, INC. · Mansfield, OH
J.P. MORGAN SECURITIES LLC · MANSFIELD, OH

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