David Albert Weis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-05-15

MO RA
APPROVED

Since 2025-05-15

Branch Locations

8651 Watson Rd, St. Louis, MO 63119 • United States

3780 Vogel Rd, Arnold, MO 63010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Heartland Capital	Lake Saint Louis	MO	01/2013	10/2018
Cuso Financial Services, Lp	San Diego	CA	11/2018	05/2025
Lpl Financial Llc	St. Louis	MO	05/2025	Present

01/2013 → 10/2018

First Heartland Capital

Lake Saint Louis, MO
11/2018 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

St. Louis, MO

Previous Registrations

2018-11-05 → 2025-05-15

Cuso Financial Services, L.P.

Ballwin, MO

San Diego, CA

Arnold, MO

St. Louis, MO
2013-01-02 → 2018-11-01

First Heartland Consultants, Inc.

Ballwin, MO

Ballwin, MO
2008-10-02 → 2012-12-31

Woodbury Financial Services, Inc.

Clayton, MO

Chesterfield, MO
2007-04-27 → 2008-08-22

Morgan Stanley & Co. Llc

Chesterfield, MO

Other Businesses

1. 4/21/2025: Arsenal Investment Center; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 5/16/2025: 160hrs/mo. during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-26

S66 Uniform Combined State Law Examination

2007-04-26

View on SEC IAPD