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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-08-01
  • OH RA
    APPROVED
    Since 2008-08-01

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

145 S. Main Street Second Floor, Bellefontaine, OH 43311 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5650 Blazer Parkway Ste. 164, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 04/2008 Present
Other Businesses

1. DWA Capital Inc., since 1/1/2022, Owner, Non-investment related, 60% time spent on activity during non-securities hrs. 2. Dodds Wealth Advisors LLC, since 1/1/2026, Marketing, Tax LLC, Non-investment related, 1-10% time spent on activity during securities hrs.

View on SEC IAPD

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