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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Boston | MA | 09/2015 | 02/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 04/2019 | Present |
I*: 1938312 Entity Type: Charitable Name: Museum of Contemporary Art Connecticut (MoCA CT) Address: Westport, CT 06880 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/20/2024 No Hours: 2 hrs mthly No Hours during trading: 1 hr mthly Duties: I serve on the Board and as a member of the Development Committee. I help with event planning and fundraising for the museum.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-28 |
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