Mariel Izquierdo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2008-02-05

NJ RA
APPROVED

Since 2008-02-05

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Clifton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	10/2003	Present

10/2003 → Present

Ubs Financial Services Inc

New York, NY

Other Businesses

1) Name of Business: RNM - BH, LLC./ Address: 500 Belcher Road LargoFlorida United States 33771./ Investment Related: Yes./ Nature: Bought condominium for real estate investment./ Role: Proprietor / owner./ Duty: The LLC consists of 3 individuals. I am 50% ownership of the purchased property but do not maintain day to day activities; I act as a silent partner. The property is for real estate income. There is no board of directors./ Start Date: 6/27/2023./ Time Required: N/A.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-04

S66 Uniform Combined State Law Examination

2008-02-04

View on SEC IAPD