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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-08
  • AZ RA
    APPROVED
    Since 2023-03-08

Branch Locations

Phoenix, AZ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-08
  • AZ RA
    APPROVED
    Since 2023-03-08

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pershing Advisor Solutions Llc Lake Mary FL 01/2007 03/2018
Raymond James Financial Services, Inc. Phoenix AZ 10/2018 Present
Unemployed Sanford FL 04/2018 09/2018
Raymond James & Associates,Inc Phoenix AZ 03/2020 Present
Raymond James Financial Services Advisors, Inc Phoenix AZ 03/2023 Present
  • 01/2007 → 03/2018
    Pershing Advisor Solutions Llc
    Lake Mary, FL
  • 10/2018 → Present
    Raymond James Financial Services, Inc.
    Phoenix, AZ
  • 04/2018 → 09/2018
    Unemployed
    Sanford, FL
  • 03/2020 → Present
    Raymond James & Associates,Inc
    Phoenix, AZ
  • 03/2023 → Present
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-04
S63 Uniform Securities Agent State Law Examination 2008-04-26
  • S66 Uniform Combined State Law Examination
    2023-03-04
  • S63 Uniform Securities Agent State Law Examination
    2008-04-26

View on SEC IAPD

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