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Hyong Lee

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-04
NY RA APPROVED 2022-02-17
  • NJ RA
    APPROVED
    Since 2022-03-04
  • NY RA
    APPROVED
    Since 2022-02-17

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2022
Wells Fargo Clearing Services, Llc Pearl River NY 02/2022 Present
Previous Registrations
  • 2020-05-15 → 2022-02-18
    Morgan Stanley
    New York, NY
    New York, NY
    Paramus, NJ
  • 2004-10-20 → 2008-04-30
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
  • 2002-09-09 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-06
S63 Uniform Securities Agent State Law Examination 2001-05-11
  • S65 Uniform Investment Adviser Law Examination
    2022-12-06
  • S63 Uniform Securities Agent State Law Examination
    2001-05-11
Other Names
  • Harry Lee

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
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