Scott Anthony Osborne

Current Employers

Employment History

• 12/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Edgewood, KY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Edgewood, KY

Previous Registrations

• 2014-10-28 → 2015-12-16
  Ubs Financial Services Inc.
  Cincinnati, OH
• 2011-05-17 → 2013-03-01
  Ameriprise Financial Services, Llc
  Cincinnati, OH
• 2007-05-30 → 2007-11-19
  Morgan Stanley & Co. Llc
  Cincinnati, OH

Other Businesses

Business Ownership; BreakwaterSO, LLC; Owner; This LLC is being opened to hold shares representing ownership in our practice. This LLC will own 20% of the Ameriprise Franchise. The units owned will technically be 20% of Instill, LLC which is a currently approved OBA.; 130 Dudley Pike, Ste 250, Edgewood, KY, 41017; Investment-Related; 02/17/2025; 1 to 9 hours per month; 0 during trading hours / Instill, LLC; Co-owner; Instill, LLC already exists as an outside employer. I am purchasing 20% ownership of the Instill shares which represent the ownership of our Ameriprise P2 practice.; 130 Dudley Pike, Ste 250, Edgewood, KY, 41017; Investment-Related; 02/17/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Instill, LLC; I will work with the Ameriprise franchise owner to facilitate payroll and benefits transactions. Additionally, I will pay certain expenses on the owner's behalf. I will serve as our treasurer and secretary.; This LLC is being opened by our Franchise Advisor (Scott A Brooks) to for payroll and benefits purposes. We will pay our current Ameriprise franchise employees through this LLC for accounting purposes. It will also be used to pay certain business expenses of the franchise.; 130 Dudley Pike, Ste 250, Edgewood, KY, 41017; Not Investment-Related; 01/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-16

Other Names

• Scott A Osborne
• Scott Osborne