Adam Dean Steenblock

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  North Iowa Golf
  Mason City, IA
• 02/2007 → 11/2017
  Sii Investments, Inc.
  Waterloo, IA
• 02/2007 → Present
  Monat Financial Services
  Waterloo, IA
• 11/2017 → 01/2024
  Woodbury Financial Services Inc
  Waterloo, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Jesup, IA

Previous Registrations

• 2017-11-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Waterloo, IA
  Jesup, IA
• 2007-09-12 → 2017-11-24
  Sii Investments, Inc.
  Waterloo, IA

Other Businesses

1) MONAT INSURANCE SERVICES POSITION: Writing Agent NATURE: This business is where all of our insurance products are currently written out of. It is an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/02/2007; ADDRESS: 978 Home Plaza, Suite 400, Waterloo IA 50701, United States DESCRIPTION: I am a writing agent of security products through the business name Monat Insurance Services. 2) MONAT WEALTH MANAGEMENT, INC. POSITION: Vice President NATURE: S-Corporation that owns the shares of the business entity. This is also the entity that we will be processing our fixed insurance business through. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/04/2018 ADDRESS: 978 Home Plaza, Suite 400, Waterloo IA 50701, United States DESCRIPTION: Vice President/Secretary - This is just an S Corp that owns our practice and client files. This is out DBA account. 3) A&P HOLDING, LLC POSITION: Partner NATURE: LLC, Holding company for company hard assets INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2018 ADDRESS: 978 Home Plaza, Waterloo IA 50701, United States DESCRIPTION: Vice President - maintain hard assets of the company. 4) MILESTONES PLANNING, INC. POSITION: President NATURE: S-Corporation that owns the shares of the business entity. This is our business name moving forward, where everything through OSAIC will go through. This is also the entity that we will be processing our fixed insurance business through. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/16/2025 ADDRESS: 978 Home Plaza, Waterloo IA 50701, United States DESCRIPTION: I am president and owner of the business moving forward as we change from Monat Wealth Management over to Milestones Planning. I am an advisor working with clients on a daily basis along with the administrative duties.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-11

Designations

• Certified Financial Planner