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5300 S. Florida Avenue Suite 4, Lakeland, FL 33813 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-03-04 |
| FL | RA | APPROVED | 2015-12-16 |
Branch Locations
5300 S. Florida Avenue Suite 4, Lakeland, FL 33813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Psychological & Neurobehavioral Services, Pa | Lakeland | FL | 09/2000 | Present |
| Henley Financial Group, Llc | Lakeland | FL | 12/2012 | Present |
| Henley Advisors, Llc | Lakeland | FL | 12/2015 | Present |
1) Psychological and Neurobehavioral Services, P.A. , Lakeland, Fl 33813; Non investment related. Healthcare practice owned by spouse. Vice President; 9/2000; 20 hours per month; no hours devoted during securities trading hours; bookkeeping for business with no compensation. 2) Henley Financial Group, LLC; Lakeland, FL 33813; Owner; 12/2012; 60 hours a month and during normal trading hours; investment related may earn commissions from sale of non-variable life, health, disability, long term care insurance and /or annuities. Affiliated with Henley Advisors; insurance entity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-07-11 |
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