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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-22 |
| TX | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, N.A. | Monroe | NJ | 08/2009 | 01/2025 |
| J.P. Morgan Securities Llc | Englishtown | NJ | 10/2012 | 01/2025 |
| Morgan Stanley Smith Barney Llc | Phoenix | AZ | 01/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2025 | Present |
(1) 624373 - Southwest Autism Resource and Research Center / Not Investment Related / Phoenix, AZ / Children Youth, Education, Health and Welfare, Medical / Finance Committee / Investment Committee / Start June 2017 / During business hours: 0 / After business hours: 2 / Other.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-28 |
| S66 | Uniform Combined State Law Examination | 2008-05-20 |
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