Best Investors Account Sign in

Andrea S Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florence, AL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-10-29
TX RA APPROVED 2013-03-20
AL RA APPROVED 2012-02-02
  • NJ RA
    APPROVED
    Since 2013-10-29
  • TX RA
    APPROVED
    Since 2013-03-20
  • AL RA
    APPROVED
    Since 2012-02-02

Branch Locations

301 N Seminary St, Florence, AL 35630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florence AL 01/2012 Present
Bank Of America, N.A Florence AL 04/2019 Present
Previous Registrations
  • 2009-06-01 → 2012-02-01
    Morgan Stanley
    Florence, AL
    Huntsville, AL
  • 2007-04-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Huntsville, AL
    Florence, AL
    Huntsville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
  • S66 Uniform Combined State Law Examination
    2007-04-23
Other Names
  • Andrea Marie Stafford
  • Andrea Marie Stafford
  • Andrea Stafford Simmons
  • Andrea Simmons

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
TRUIST ADVISORY SERVICES, INC.
ALPHASTAR CAPITAL MANAGEMENT
J.P. MORGAN SECURITIES LLC

Other Investors

JONATHAN DEL HENSON
TONY DALE CLARK
Samuel Wallace
James Mayfield
Wilson Enslen
Patrick B Sneed
Raven Callianne Cordle
Austin Penter

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FLORENCE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, AL
EDWARD JONES · FLORENCE, AL
EDWARD JONES · FLORENCE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Florence, AL
OSAIC WEALTH, INC. · FLORENCE, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Florence, AL
EDWARD JONES · FLORENCE, AL

More in Florence, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor