Christopher Robin Rainer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-01-13
TX	RA	APPROVED_RES	2014-01-15
VA	RA	APPROVED	2013-10-07

MD RA
APPROVED

Since 2023-01-13
TX RA
APPROVED_RES

Since 2014-01-15
VA RA
APPROVED

Since 2013-10-07

Branch Locations

Brambleton, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Baltimore	MD	07/2009	Present

07/2009 → Present

Lpl Financial

Baltimore, MD

Previous Registrations

2009-06-01 → 2009-08-14

Morgan Stanley

Baltimore, MD
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Baltimore, MD

New York, NY

Baltimore, MD
2000-11-22 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Baltimore, MD

Other Businesses

1.07/25/2023; Sage Insurance Partners; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/13/2023; 4hrs/mth; 4hrs during trading 2.09/29/2023; The Collective Offshore; Outside/W-2 Employment; Not Investment Related; ; Start Date 09/29/2023; 20hrs/mth; 0hrs during trading 3.08/03/2026; Rainer LLC; Direct Sales/ MLM; Not Investment Related; Brambleton,VA; Start Date 08/05/2026; 15hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-13

S66 Uniform Combined State Law Examination

2000-11-13

View on SEC IAPD