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William Barton Mcnabb

Rbc Capital Markets, LLC

Wayzata, MN

Chanhassen, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-10-28
TX RA APPROVED 2021-10-28
  • MN RA
    APPROVED
    Since 2021-10-28
  • TX RA
    APPROVED
    Since 2021-10-28

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Chanhassen, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner And Smith Incorporated Bloomington MN 02/2013 10/2021
Bank Of America, N.A. Bloomington MN 03/2013 10/2021
Rbc Capital Markets, Llc Wayzata MN 10/2021 Present
City National Bank Wayzata MN 12/2021 Present
  • 02/2013 → 10/2021
    Merrill Lynch Pierce Fenner And Smith Incorporated
    Bloomington, MN
  • 03/2013 → 10/2021
    Bank Of America, N.A.
    Bloomington, MN
  • 10/2021 → Present
    Rbc Capital Markets, Llc
    Wayzata, MN
  • 12/2021 → Present
    City National Bank
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-19
  • S66 Uniform Combined State Law Examination
    2007-04-19
Designations
Other Names
  • Bart Mcnabb

View on SEC IAPD

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