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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Huntington Valley | PA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1931 SUSQUEHANNA RD; ABINGTON; PA; 19001; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/15/2013; 40; 40; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:UKRAINIAN ENGINEERS' SOCIETY OF AMERICA; No; 700 CEDAR ROAD; JENKINTOWN; PA; 19046; NON-PROFIT ORGANIZATION; AUDIT AND NOMINATING COMMITTEE; 9/1/2016; 1; 0; NOMINATE BOARD MEMBERS AND AUDIT ANNUAL FINANCES|NAME OF ENTITY:Tryzub Ukrainian American Sports Center; No; Lower State Rd & County Line Rd; Horsham; PA; 19446; Non-Profit Organization; Membership Chairman; 3/27/2019; 1; 0; Report membership activities, promote new members, mail out membership due request forms to member.|NAME OF ENTITY:Election Board Officials in Philadelphia County; No; 9800 Roosevelt Blvd; Philadelphia; PA; 19115; Assist voters on hw to use the machine; Machine Inspector; 11/3/2020; 14; 14; Report to polling place from 6am-8pm, set up express vote xls, instruct voters in the use of the voting system|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-30 |
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