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Mma Securities LLC CRD 44254
10,839 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-12-07 |
| NC | RA | APPROVED | 2023-04-10 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayeteville | GA | 04/2014 | 05/2017 |
| Bank Of America N.A. | Fayetteville | GA | 04/2014 | 05/2017 |
| Unemployed | Fairburn | GA | 05/2017 | 06/2017 |
| Personal Capital Advisors | San Fransisco | CA | 06/2017 | 04/2018 |
| Unemployed | Fairburn | GA | 04/2018 | 11/2018 |
| Western Southern Life | Norcross | GA | 11/2018 | 02/2020 |
| W&S Brokerage Services | Cincinnati | OH | 01/2019 | 02/2020 |
| Lpl Financial Llc | Fairburn | GA | 02/2020 | 04/2023 |
| Marsh Mclennan Agency | Greensboro | NC | 01/2021 | Present |
| Mma Securities Llc | Fairburn | GA | 04/2023 | Present |
1. Rasmussen University; 385 Douglas Ave. Suite #1000, Altamonte Springs, FL 32714; not investment-related; Outside/W-2 Employment - Remote Online Adjunct Instructor; Started 04/06/2020; 12 Hours Per Month/0 Hours During Securities Trading - Solely responsible for grading assignments. 2) Kaplan; 9000 E. Nichols Ave #200, Centennial, CO 80112; Not Investment Related; Outside/W-2 Employment - Remote Instructor; Start Date - 02/08/2023; 16 Hours Per Month/0 Hours During Securities Trading; conducts financial planning education courses. 3) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA Agency (e.g. support for its financial wellness program). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-30 |
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