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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-12-17
VT RA APPROVED 2020-04-16
PA RA APPROVED 2014-01-03
  • NH RA
    APPROVED
    Since 2021-12-17
  • VT RA
    APPROVED
    Since 2020-04-16
  • PA RA
    APPROVED
    Since 2014-01-03

Branch Locations

1 Park Ave Unit 1-1, Hampton, NH 03842 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Bala Cynwyd PA 10/2006 Present
Nylife Securities Bala Cyncyd PA 02/2007 Present
Eagle Strategies Llc Bala Cynwyd PA 01/2014 Present
Mason Financial Group Manchester NH 11/2015 Present
  • 10/2006 → Present
    New York Life Insurance Co
    Bala Cynwyd, PA
  • 02/2007 → Present
    Nylife Securities
    Bala Cyncyd, PA
  • 01/2014 → Present
    Bala Cynwyd, PA
  • 11/2015 → Present
    Mason Financial Group
    Manchester, NH
Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered insurance poroducts; 1155 elm st 8th floor manchester, nh 03801; Start Date 09/2015; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [OPERATING IN THE STATE OF CALIFORNIA UNDER THE DBA NAME OF MASON FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; MANCHESTER, NH; START DATE: 11/2015] [MFG Properties LLC; MFG Properties LLC is being formed to own two office condos, will lease one unit to self and another tenant TBD.; 1 park ave units 1-1 & 1-2 hampton nh 03842; Start Date 04/2018; Role/Title: Partner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [One Park Ave Condo Association; This is the condo association where my office is located. I am to be the VP of the association. we work with property manager on all things related to the maintenance and management of the finances.; 1 park ave hampton nh 03842; Start Date 11/2020; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-20
S63 Uniform Securities Agent State Law Examination 2007-05-09
  • S66 Uniform Combined State Law Examination
    2013-12-20
  • S63 Uniform Securities Agent State Law Examination
    2007-05-09
Other Names
  • Greg Mason

View on SEC IAPD

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