Michael Cong Truong

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 02/2017
  Wells Fargo Bank Na
  San Jose, CA
• 03/2014 → 11/2016
  Wells Fargo Clearing Services Llc
  San Jose, CA
• 11/2016 → 06/2017
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 06/2017 → 01/2018
  Citigroup
  Sunnyvale, CA
• 01/2018 → 03/2019
  Wells Fargo Bank Na
  San Jose, CA
• 02/2018 → 03/2019
  Wells Fargo Clearing Services Llc
  San Jose, CA
• 03/2019 → 10/2020
  Jp Morgan Securities Llc
  San Jose, CA
• 03/2019 → 10/2020
  Jp Morgan Chase Bank, N.A.
  San Jose, CA
• 10/2020 → 04/2021
  E*Trade Securities Llc
  Cupertino, CA
• 10/2020 → 04/2021
  E*Trade Capital Management Llc
  Cupertino, CA
• 04/2021 → 01/2022
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 04/2021 → 01/2022
  Wells Fargo Bank, Na
  San Jose, CA
• 01/2022 → 02/2026
  U.S. Bancorp Investments, Inc.
  Mountain View, CA
• 01/2022 → Present
  U.S. Bank
  Mountain View, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Mountain View, CA

Previous Registrations

• 2022-01-14 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Cupertino, CA
  Mountain View, CA
• 2021-05-04 → 2022-01-11
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  San Jose, CA
• 2020-11-03 → 2021-04-19
  Harrisdirect Llc
  Arlington, VA
  Cupertino, CA
  Cupertino, CA
• 2019-05-09 → 2020-11-17
  J.P. Morgan Securities Llc
  San Jose, CA
  San Jose, CA
  San Jose, CA

Other Businesses

1) Rental Property; investment-related; Modesto, CA; rental property; Landlord; 1/26/2018; 1 hour/month; 0 hours/trading; communication with property manager: Starr Property Management handles all tenant inquiries. 2) Rental Property; investment-related; Stockton, CA; rental property; Landlord; 9/18/2019; 1 hour/month; 0 hours/trading; communication with property manager: Starr Property Management handles all tenant inquiries. 3) Rental Property; investment-related; Tracy, CA; rental property; Landlord; 3/23/2010; 1 hour/month; 0 hours/trading; parents live in rental: taking care of them.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-29
• S63 Uniform Securities Agent State Law Examination
  2010-10-15

Other Names

• Mike Truong
• Phuc Cong Truong
• Michael Truong
• Michael C Truong