Melissa Toler Short

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Yuma, AZ
• 03/2020 → 01/2025
  Ameriprise Financial Services, Llc
  Yuma, AZ
• 01/2025 → Present
  Lpl Financial Llc
  Yuma, AZ

Previous Registrations

• 2019-07-08 → 2025-01-30
  Ameriprise Financial Services, Llc
  Yuma, AZ
  Yuma, AZ

Other Businesses

1) 01/31/2025 - Southwest Advisory Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-06-05
• S63 Uniform Securities Agent State Law Examination
  2018-10-29

Other Names

• Melissa Bernadette Toler
• Melissa Berndatte Toler Short
• Melissa B Toler