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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-24
VA RA APPROVED 2012-03-20
  • TX RA
    APPROVED_RES
    Since 2023-10-24
  • VA RA
    APPROVED
    Since 2012-03-20

Branch Locations

14350 Sommerville Ct, Midlothian, VA 23113 • United States

Midlothian, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midlothian VA 04/2008 03/2020
Ameriprise Financial Services, Llc Midlothian VA 03/2020 Present
Other Businesses

Business Ownership; Owen Co LLC; Owner; Manage Ameriprise Business; 14350 Sommerville Ct, , Midlothian, VA, 23113; Investment-Related; 03/21/2025; 0 hours per month; 0 during trading hours. Outside Employment; Owen Co LLC; Owner; Manage advisory business; 14350 Sommerville Ct, , Midlothian, VA, 23112; Investment-Related; 06/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-19
S66 Uniform Combined State Law Examination 2008-08-14
  • S65 Uniform Investment Adviser Law Examination
    2012-03-19
  • S66 Uniform Combined State Law Examination
    2008-08-14

View on SEC IAPD

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