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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp | Cedar Rapids | IA | 08/2008 | 02/2022 |
| Shawn Devries Insurance Agency | Cedar Rapids | IA | 09/2008 | 02/2022 |
| Transamerica Investors Securities Corporation | Cedar Rapids | IA | 12/2022 | Present |
| Transamerica Life Insurance Company | Cedar Rapids | IA | 12/2022 | Present |
| Unemployed | Cedar Rapids | IA | 02/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-12 |
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