Derek Colby Grissett

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-07-13

TX RA
APPROVED

Since 2017-07-13

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6504 International Parkway Suite 1120, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co	Montgomery	AL	02/2015	03/2017
Park Avenue Securities Llc	Montgomery	AL	03/2015	03/2017
Fisher Investments	Camas	WA	03/2017	Present

02/2015 → 03/2017

Guardian Life Insurance Co

Montgomery, AL
03/2015 → 03/2017

Park Avenue Securities Llc

Montgomery, AL
03/2017 → Present

Fisher Investments

Camas, WA

Previous Registrations

2015-06-04 → 2017-03-16

Park Avenue Securities Llc

Montgomery, AL

Other Businesses

1. Alternative Trustee/Executor of Family Estate I am the alternate Executor and Trustee of my Aunt and Uncle's Estate Start: 10/21/2016 Address: 26702 Wedgewood Park, Cypress, TX 0 hrs per month Investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-05-18
S63	Uniform Securities Agent State Law Examination	2007-06-29

S65 Uniform Investment Adviser Law Examination

2015-05-18
S63 Uniform Securities Agent State Law Examination

2007-06-29

Other Names

Derek Colby Grissett
Derek C Grissett

View on SEC IAPD