Kelly Alexandria Markowitz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2009-01-06 → 2013-06-28
  Edward Jones
  Hermosa Beach, CA
  Long Beach, CA
  St Louis, MO

Other Businesses

1- 04/22/2024 - Orion Capital - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/12024 - 100 Hrs/Mo; 5 Hrs During Trading. 2- 10/21/2025 - Cavalier Associates - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 10/20/2025 - 8 hours per month/ 0 hours during trading 3-12/18/2025-KM Wealth Advisors-Owner/CEO-Business Entity For Tax/Investment Purposes Only-Inv Related-At Westlake Village, CA-Start date 01/01/2026-160hrs/mth-80hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-01-02

Other Names

• Kelly A Moore
• Kelly Alexandra Markowitz