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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-07-10 |
Branch Locations
31225 La Baya Dr Ste 202, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake Village | CA | 07/2013 | Present |
1- 04/22/2024 - Orion Capital - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/12024 - 100 Hrs/Mo; 5 Hrs During Trading. 2- 10/21/2025 - Cavalier Associates - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 10/20/2025 - 8 hours per month/ 0 hours during trading 3-12/18/2025-KM Wealth Advisors-Owner/CEO-Business Entity For Tax/Investment Purposes Only-Inv Related-At Westlake Village, CA-Start date 01/01/2026-160hrs/mth-80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-02 |
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