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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2013-02-06 |
| NJ | RA | APPROVED | 2012-08-20 |
Branch Locations
1819 Main St, Sarasota, FL 34236 • United States
1100-1800 American Blvd, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2012 | Present |
I*130566 For profit or not for profit: For-Profit Organization Name of outside business organization: Krav Maga Invicta Investment related: N Address of business: Philadelphia, Pennsylvania 19135 Nature of business: LLC, Position, title, association: , Start date of relationship: 4/1/2020 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: To conduct a Self-Defense, Fitness, and Wellness Center. Main focus on teaching the Israeli Self Defense system, Krav Maga. My role: One of the Managing Members/owner of the Business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-16 |
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