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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2013-02-06
NJ RA APPROVED 2012-08-20
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2013-02-06
  • NJ RA
    APPROVED
    Since 2012-08-20

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

1100-1800 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2012 Present
Other Businesses

I*130566 For profit or not for profit: For-Profit Organization Name of outside business organization: Krav Maga Invicta Investment related: N Address of business: Philadelphia, Pennsylvania 19135 Nature of business: LLC, Position, title, association: , Start date of relationship: 4/1/2020 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: To conduct a Self-Defense, Fitness, and Wellness Center. Main focus on teaching the Israeli Self Defense system, Krav Maga. My role: One of the Managing Members/owner of the Business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-16
  • S66 Uniform Combined State Law Examination
    2012-08-16
Other Names
  • Brenda Virginia Pimentel
  • Brenda Pimentel

View on SEC IAPD

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