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Adam Howard Snelling

Equitable Advisors, LLC

Charlotte, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
NC RA APPROVED 2013-03-28
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • NC RA
    APPROVED
    Since 2013-03-28

Branch Locations

11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2011 06/2020
Equitable Advisors, Llc New York NY 04/2011 Present
Other Businesses

DBA: Royal Financial Partners; DBA Dergalis Associates; Realty Benefit Services (Sales Associate)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-26
S63 Uniform Securities Agent State Law Examination 2007-06-22
  • S65 Uniform Investment Adviser Law Examination
    2013-03-26
  • S63 Uniform Securities Agent State Law Examination
    2007-06-22
Other Names
  • Adam Snelling

View on SEC IAPD

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