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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-24 |
| CA | RA | APPROVED | 2025-08-25 |
Branch Locations
3 Park Plaza, Irvine, CA 92614-8505 • United States
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Beverly Hills | CA | 09/2013 | 09/2016 |
| Wells Fargo Advisors | Los Angeles | CA | 09/2016 | 11/2020 |
| Morgan Stanley | Woodland Hills | CA | 11/2020 | 05/2025 |
| J.P. Morgan Securities Llc | Irvine | CA | 08/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 06/2025 | Present |
| Ucla | Los Angeles | CA | 01/2022 | Present |
Effective 8/4/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. UCLA Extension. It's not investment-related. UCLA Extension Westwood Address: 1145 Gayley Ave., Los Angeles, CA 90024. UCLA Extension is an educational entity. I'm an instructor/teacher. I have been teaching there part-time since 2022. The approximate number of hours/month I devote to it is less than 10 hours. The number of hours I devote to it during securities trading hours is zero. I teach courses in its Personal Financial Planning program.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-15 |
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