Mark Adam Wakeland

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 01/2017
  Jp Morgan Securities Llc
  Solana Beach, CA
• 02/2016 → 01/2017
  Jp Morgan Chase Bank
  Solana Beach, CA
• 01/2017 → 05/2019
  Pnc Investments, Llc
  Columbus, OH
• 05/2019 → 07/2019
  Unemployed
  Columbus, OH
• 07/2019 → 06/2020
  Wesbanco Securities Inc
  Columbus, OH
• 07/2020 → Present
  The Huntington Investment Company
  Dublin, OH

Previous Registrations

• 2019-08-02 → 2020-06-12
  Wesbanco Securities, Inc.
  Columbus, OH
  Wheeling, WV
• 2017-02-08 → 2019-06-07
  Pnc Wealth Management Llc
  Columbus, OH
  Columbus, OH
  Columbus, OH
• 2016-03-02 → 2017-01-31
  J.P. Morgan Securities Llc
  Solana Beach, CA
• 2013-02-01 → 2015-11-19
  Pnc Wealth Management Llc
  Powell, OH
  Columbus, OH
• 2012-04-30 → 2013-01-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, OH
• 2010-11-02 → 2012-04-26
  Morgan Stanley
  South Jordan, UT

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-24
• S63 Uniform Securities Agent State Law Examination
  2010-09-23

Other Names

• M Adam Wakeland
• Adam A Wakeland
• Mark A Wakeland