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Stephanie Phyllis Betz

Rbc Capital Markets, LLC

Edina, MN

Eden Prairie, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
MN RA APPROVED 2013-11-12
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MN RA
    APPROVED
    Since 2013-11-12

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Eden Prairie, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jcrew Saint Paul MN 03/2008 Present
Rbc Wealth Management Edina MN 12/2006 Present
  • 03/2008 → Present
    Jcrew
    Saint Paul, MN
  • 12/2006 → Present
    Rbc Wealth Management
    Edina, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-01
  • S66 Uniform Combined State Law Examination
    2008-12-01
Other Names
  • Stephanie Phyllis Nelson
  • Stephanie Phyllis Nelson

View on SEC IAPD

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