Kevin Christian Maas

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-04
CA	RA	APPROVED	2007-03-01

TX RA
APPROVED_RES

Since 2019-01-04
CA RA
APPROVED

Since 2007-03-01

Branch Locations

6200 Stoneridge Mall Road Suite 100, Pleasanton, CA 94588 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co, Inc.	Pleasanton	CA	01/2007	Present
Pre-Paid Legal Services, Inc.	Ada	OK	03/2007	Present
Charles Schwab Bank Ssb	Pleasanton	CA	02/2007	Present
Cal Baseball Foundation	Lafayette	CA	02/2014	Present

01/2007 → Present

Charles Schwab & Co, Inc.

Pleasanton, CA
03/2007 → Present

Pre-Paid Legal Services, Inc.

Ada, OK
02/2007 → Present

Charles Schwab Bank Ssb

Pleasanton, CA
02/2014 → Present

Cal Baseball Foundation

Lafayette, CA

Other Businesses

1) PRE-PAID LEGAL SERVICES, INC., NOT INVESTMENT RELATED, INDEPENDENT CONTRACTOR (INACTIVE), LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-28

S66 Uniform Combined State Law Examination

2007-02-28

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews